Fundamentals Of Compliance And Compliance Governance Model

Fundamentals Of Compliance And Compliance Governance Model
Last updated 8/2022
MP4 | Video: h264, 1920×1080 | Audio: AAC, 44.1 KHz

Learn about Compliance, Different Laws, Acts, Regulations, Standards, Regulatory Bodies, Compliance Governance Model etc

What you’ll learn

Learn about the Fundamentals of Compliance and Compliance Requirements

Learn about different Regulators including Financial Regulatory Bodies of the World

Learn about different Laws, Acts, Regulations, and Standards applicable in the World

Learn about Different Sectors such as Health Sector, Media Sector, Internet Based Companies and Financial Institutions Specific Regulatory Requirements

Learn about the Compliance Governance Models and Role of Governance of a Company or Organization in Compliance

Learn about the Roles and Responsibilities of Compliance Committee

Learn about the Key Attributes of a Strong Compliance Functions including Roles and Responsibilities

Requirements

No specific knowledge is required, however having a basic level knowledge of Compliance would be great

Description

Overview

Section 1: Introduction

Lecture 1 Introduction

Lecture 2 Why Is This Course Important? Lets Discuss Some Important Factors

Lecture 3 Learning Outcomes of this Course

Section 2: Fundamentals of Compliance in An Organizations or Institution

Lecture 4 Compliance and Efforts for Compliance

Lecture 5 Key Sources of Compliance Requirements

Lecture 6 Example of Applicable Laws and Regulations for a Company

Lecture 7 Purpose of Compliance Sources for an Organization or Institution

Lecture 8 Understanding the differences between Laws, Regulations and Policies

Section 3: Quiz

Lecture 9 Quiz on Compliance Sources

Section 4: Fundamentals Principles of Compliance Culture

Lecture 10 What is Compliance Culture and What are Its 4 main Components

Lecture 11 How To Identify a Strong or Weak Compliance Culture in an Organization

Lecture 12 Ultimate Consequences of a Weak Compliance Culture

Section 5: Quiz 2

Lecture 13 Quiz 2 – Identification of Indicators of Weak and Strong Compliance Culture

Section 6: Famous Regulators and Famous Laws and Regulations of the World

Lecture 14 Some Famous Regulatory Bodies and Authorities in the World

Lecture 15 GDPR, HIIPAA, SOX Act, PCI DSS, AML Act, Financial Reporting Standards Explained

Lecture 16 Different Sectors and their Specific Laws and Regulations Explained

Section 7: Compliance Governance Models

Lecture 17 Three Lines of Compliance Governance Model

Lecture 18 Role of Organization’s Governance in Ensuring Compliance

Lecture 19 What is Compliance Management Committee and What are Its Roles in Compliance

Lecture 20 Composition and Structure of Compliance Management Committee (CMC)

Section 8: Compliance Function

Lecture 22 Requirements of Independence and Access Rights of of Compliance Function

Lecture 23 Compliance Communications – How Compliance Function Communicates?

Lecture 24 What is a Compliance Program and What are Its Components?

Lecture 26 What Skillset Is Required from a Compliance Professional or a Compliance Team

Lecture 27 Maintenance of a Centralized Compliance Database by Compliance Team

Lecture 28 Compliance Reviews and Coordination With Law Enforcement Authorities (LEAs)

Section 9: Multiple Choice Questions