Introduction To Compliance Risk Assessment

Introduction To Compliance Risk Assessment
Published 8/2022
MP4 | Video: h264, 1280×720 | Audio: AAC, 44.1 KHz

Learn Fundamentals of Compliance and Gain Practical Insight into How Compliance Risk Assessment (CRA) is Performed

What you’ll learn
Learn about Compliance, and Compliance Risks, with examples
Learn about Regulators, different Laws, Regulations and Standards issued by Regulators
Learn about Risks, and Compliance Risks
Learn about Inherent Risk Assessment, Residual Risk Assessment, Risk Scores, Ranges, Impacts and Likelihood
Learn about Compliance Risks Identification Process
Learn about the methodology of performing Compliance Risk Assessment
Learn hoe Compliance Risk Assessment are performed by organizations using the Compliance Risk Assessment Template
Case Studies to actually perform the Compliance Risk Assessment
Requirements
No specific previous knowledge is required. Anyone who wants to learn about the Compliance, Risks and Compliance Risk Assessment can join this course.
Description
Overview

Section 1: Introduction

Lecture 1 Introduction

Lecture 2 Core Concepts and Topics of Compliance Risk Assessment Covered in this Course

Lecture 3 Importance of Compliance Risk Assessment

Section 2: Introduction to Compliance

Lecture 4 What Is Compliance

Lecture 5 Compliance Requirements for a Company or Organization

Lecture 6 Who Issues Laws, and Regulations for Compliance

Lecture 7 Examples of Important Laws, Regulations and Standards for Compliance

Section 3: Risk and Types of Risks

Lecture 8 What Is a Risk?

Lecture 9 Different Types of Key Risks Which Organizations are Exposed To

Lecture 10 What is Compliance Risk?

Section 4: Compliance Risk Identification and Assessment

Lecture 11 Introduction to Compliance Risk Assessment Methodology

Lecture 12 6 Main Steps of Performing Compliance Risk Assessment

Section 5: Inherent Risks Assessment and Residual Risks Assessment

Lecture 13 What are Inherent Risks and Residual Risks – With Examples

Lecture 14 What are Risk Scores, Ranges and Impact and Likelihood

Lecture 15 Example 1: Assigning Inherent and Residual Risk Scores

Lecture 16 Example 2 Inherent and Residual Risk Scoring and Assessment – E Commerce Company

Lecture 17 Example 3 Inherent and Residual Risk Assessment Scoring of a New Vendor Company

Lecture 18 How To Use a Template to Perform Compliance Risk Assessment

Section 6: Compliance Risks Identification Process In Detail

Lecture 19 Compliance Risk Identification Process

Lecture 20 Analysis of Database of Compliance Risks or Incidents

Section 7: Case Studies – How To Perform Compliance Risk Assessment

Lecture 21 Overview of Risk Scores and Ranges That We Shall Use In Case Studies

Lecture 22 Case Study 1 – Background and Overview

Lecture 23 Case Study 1 – Performing Compliance Risk Assessment for Regulatory Requirements

Lecture 24 Case Study 1 Performing Compliance Risk Assessment – AML Transaction Monitoring
Section 8: Case Study 2 – Performing Compliance Risk Assessment – Cyber Security

Lecture 25 Case Study 2 – Background and Overview of Case

Lecture 26 Case Study 2 – Performing Compliance Risk Assessment – Cyber Security

Section 9: Multiple Choice Questions MCQs