UK Client Assets (CASS) Regulation Training

UK Client Assets (CASS) Regulation Training
Last updated 10/2025
Duration: 1h 11m | .MP4 1280×720 30 fps(r) | AAC, 44100 Hz, 2ch | 470.53 MB

Client Assets (CASS) Sourcebook principles |CASS 3| CASS 6| CASS 7| CASS 8| CASS 10|CMAR| Case study|

What you’ll learn
– Understand the Financial Conduct Authority’s objectives with regards to safeguarding client assets
– Outline the key requirements of the Client Assets (CASS) Regulation
– Explain when CASS applies to a firm
– Discuss the consquences of non-compliance with the CASS requirements
– Understand the fundamentals of the key CASS Chapters in the sourcebook
– Learn through real life example case study

Requirements
– There are no prerequisites for taking the course.

Description
Who this course is for:
– This course is designed for all Financial Professionals that want to increase their knowledge and awareness of the CASS regulation.
More Info