Unlock Sarbanes-Oxley (Sox) 404 Essentials For Success
Published 10/2024
MP4 | Video: h264, 1920×1080 | Audio: AAC, 44.1 KHz
SOX Compliance Simplified: Guide for Financial Transparency and Accountability, Internal Controls, Corporate Governance.
What you’ll learn
Understand the purpose, history, and impact of SOX on corporate governance and financial reporting.
Section 302 (Corporate Responsibility for Financial Reports), Section 404 (Management Assessment of Internal Controls), and Section 409 (Real-Time Disclosures).
Learn the components and importance of effective internal controls in maintaining SOX compliance.
Gain insights into the roles of the Public Company Accounting Oversight Board (PCAOB) and audit committees, as well as SOX whistleblower protections.
Discover the practical aspects of SOX compliance for public and private companies, common challenges, and best practices.
Understand the importance of IT systems, general controls, and cybersecurity in supporting SOX compliance.
Learn about the legal consequences of SOX non-compliance and the ethical impact of SOX on corporate behavior.
and much more
Requirements
Willingness or Interest to learn about Sarbanes-Oxley (SOX) for Success.
Description
Overview
Section 1: Introduction to SOX
Lecture 1 Overview of SOX Legislation
Lecture 2 Key Objectives of SOX
Lecture 3 History and Background of SOX
Section 2: Key Provisions of SOX
Lecture 4 Section 302: Corporate Responsibility for Financial Reports
Lecture 5 Section 404: Management Assessment of Internal Controls
Lecture 6 Section 409: Real-Time Issuer Disclosures
Lecture 7 Section 802: Criminal Penalties for Altering Documents
Section 3: Internal Control Systems
Lecture 8 Importance of Internal Controls in SOX Compliance
Lecture 9 Components of an Effective Internal Control System
Lecture 10 Role of Auditors in Internal Controls
Section 4: Governance and Oversight under SOX
Lecture 11 Role of the Public Company Accounting Oversight Board (PCAOB)
Lecture 12 Responsibilities of the Audit Committee
Lecture 13 Whistleblower Protections under SOX
Section 5: SOX Compliance in Practice
Lecture 14 SOX Compliance for Public Companies
Lecture 15 SOX Compliance for Private Companies
Lecture 16 Common SOX Compliance Challenges
Section 6: Financial Reporting and Accountability
Lecture 17 Enhanced Financial Disclosure Requirements under SOX
Lecture 18 The Role of External Auditors in SOX Compliance
Lecture 19 Financial Restatements and SOX
Section 7: SOX and IT Systems
Lecture 20 The Role of IT in SOX Compliance
Lecture 21 IT General Controls for SOX Compliance
Lecture 22 Managing Cybersecurity Risk for SOX Compliance
Section 8: Legal and Ethical Considerations
Lecture 23 Legal Consequences of Non-Compliance with SOX
Lecture 24 Ethical Implications of SOX Compliance
Finance and Accounting Professionals – Individuals responsible for financial reporting, internal controls, and corporate governance.,Auditors (Internal and External) – Professionals involved in auditing financial statements, internal controls, and ensuring SOX compliance.,Compliance Officers – Those overseeing corporate compliance programs and ensuring adherence to SOX regulations.,IT Professionals – Individuals managing IT systems and controls that support SOX compliance, including cybersecurity and data integrity.,Executives and Managers – CEOs, CFOs, and other senior leaders responsible for corporate governance, financial transparency, and accountability.,Legal and Risk Management Professionals – Legal experts and risk managers dealing with regulatory requirements and corporate compliance.,Students and Professionals – Anyone seeking to expand their knowledge of corporate governance, financial regulation, or preparing for roles that require SOX expertise.,This course is designed for those aiming to improve their understanding of SOX and its role in maintaining corporate integrity and protecting investors.
